Sr. Compliance Officer

OVERALL PURPOSE: Shall oversee and coordinate the Company's compliance with the Securities Regulations Code, the Investment Company Act and their implementing rules and regulations, including other laws, rules and regulations and its own internal policies and procedures.

QUALIFICATIONS:

• Graduate of any Business Course, preferably with accounting or auditing background
• Undertook or passed the certification examination for Compliance Officer administered by SEC
• With at least 5 years relevant work experience in securities regulations matters and an understanding of the mutual fund companies
• Working knowledge on basic legal an regulatory requirements as well as laws, rules and regulations on securities laws, investment companies laws, AMLA, data privacy laws and those relating to compliance with reportorial requirements
• Has good communication skills both written and oral, has competent computer and business writing skills, has analytical and good interpersonal skills
• Possesses an independent attitude to identify compliance deficiencies in the various units. Must be organized, resourceful, keen on details, able to multi-task, works in a fast-paced environment and with pleasing personality

HOW TO APPLY:

Send your resume at recruitment@fami.com.ph